STRUCTURED FINANCEThe rules that apply to First Icon, its clients and its partners, and the channel to report any misconduct.
Know your customer, screening of assignors, debtors and investors, transaction monitoring and reporting to authorities when required by law.
Prohibition of improper advantages to public and private agents, including in transactions with the public sector (Law No. 12,846/2013).
Anyone involved in a transaction discloses any relationship with the parties before approval.
Data processing in accordance with the LGPD, with restricted access and an audit trail.
Screening of clients and counterparties against Brazilian and US sanctions lists in international transactions.
Employees trained on our policies when they join and every year.
You may identify yourself or not. Your report is read by the compliance team and handled confidentially, with no retaliation against anyone reporting in good faith.